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Project Manager with 10+ years in Regulatory Compliance & Data Analytics
More than 23 years (15yrs. in JPM) of industry experience with wide exposure to offshoring, establishing and institutionalizing teams engaged in data and process transformation and Global Regulatory Compliance in Investment Banking Ops. Completed Diploma in Business Management (IMT Ghaziabad) & Bachelors in Commerce (Delhi University). Currently responsible for managing Regulatory Controls, CASS Governance & Data Analytics team within Markets Principal Collateral Operations, and reporting to Executive Director responsible for India Collateral Ops. Promoted as VP in Jan 2019, achieved success through demonstration of flexibility in dealing with shifting priorities, constant focus on controls and process improvement, display of controls mindset and spearheading transformation initiatives in partnership with Tech & Ops teams.
IMT Ghaziabad
Diploma · Business Management
N/A – Present
Delhi University
Bachelors · Commerce
N/A – June 30, 2001
JPM
Vice President
January 1, 2009 – Present
India
Deutsche Bank
Team Manager
January 1, 2006 – January 1, 2009
India
Citi Bank E-Serv
Business Analyst
January 1, 2004 – January 1, 2006
India
Tata Infomedia
EDP Executive
January 1, 2001 – January 1, 2004
India
Process Migrations
June 24, 2026 – Present
Fixed Income Middle Office Reporting Migration From UK and US locations to Mumbai. Cash Equities & Credit Derivatives Reporting migration from UK and US locations to Mumbai.
Regulatory Management
June 24, 2026 – Present
Implemented revised CFTC (Dodd Frank) regulations for Collateral. Engaged in Rule interpretation, obtaining Legal and Compliance Sign-off, partnering with tech for testing and implementation. Established exception-based processing for EMIR and KRX reporting flow, mitigating operational risks.
Infrastructure & Workflow Implementation
June 24, 2026 – Present
GRACE, OTM & Irecs for exception management. Margining Digitization (Acadia Onboarding), MIS migration (Kapital - Athena). Data Analytics & Governance - Operational Risk Events: Identification of process deficiencies through analysis, trending & pattern identification from ORE data. Manual Payments Automation - Data analysis & model development using strategic application resulting in freed up capacity. Intelligent Automation - Business process transformation - Manual excel based reports automated using Alteryx. Integrated change management solution - Change coach: SPOC & coach for implementing change solutions in business unit, responsible for spreading tool awareness, driving solution adoption & governance.
Process Improvements
June 24, 2026 – Present
Rates Deriv. & Regulatory reports automation in ARENA, Alteryx, Settlement applications (FIISCO, SOLAR/AME) & Tableau.
SAP (BI)
Unknown
June 1, 2026 – Present
GNIIT
Unknown
June 1, 2026 – Present
Cultural Fit Analysis
The candidate's long tenure at JPM (15 years) and previous roles at Deutsche Bank and Citi Bank E-Serv suggest stability and adaptability within large financial institutions. Their involvement in global migrations (UK/US to Mumbai) and managing diverse projects (Infrastructure, Regulatory, Process Improvements) indicates a broad perspective and ability to work across different cultural and operational contexts. The breadth of skills and project diversity align well with a Project Manager role requiring a holistic view.
Soft Skills & Operational Fit
The candidate demonstrates strong leadership and change management skills, evidenced by their role as a 'Change coach' and spearheading transformation initiatives. Their experience in establishing and institutionalizing teams, coupled with a focus on controls and process improvement, indicates a robust operational mindset. The ability to deal with shifting priorities and a constant focus on controls aligns well with a senior Project Manager role in a dynamic financial environment.