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Project Manager with 10+ years in Securities Market & Corporate Actions
Dynamic Analyst with over 6+ years of experience in Securities Market Settlement of trades into products like equities fixed income, Bonds, stocks, and derivatives; Claims & Reconciliations, Fails Management, Team Management, and stakeholder interactions. Expertise in Trade Support such as Trade Booking, Confirmation, Monitoring, Reconciliation and Settlement concerned with interim and other trades. Knowledge of Cash Equities, Equity Derivatives Futures, and Options, Convertible Bonds, FX to provide buy-side and sell-side support. Strong understanding of P&L and Risk Management about day-to-day business. Good in optimizing work streams, effectively communicating with clients, and working in teams. Proficient in engaging in trading of securities and making investments in securities and renders a variety of financial and corporate advisory services on cash and stock breaks. Enhanced leadership skills through portraying a common vision and providing the junior team with a sense of direction by persuading, convincing, influencing, or impressing to gain support. Successful in training & mentoring new employees on trade derivative products,financial markets/instruments/regulations, economic theories and relationships, valuation tools, etc. particularly concerning income investing & security services
Savitribai Phule University
Bachelor Of Commerce
N/A – June 30, 2014
Savitribai Phule University
Master of Business Administration
N/A – June 30, 2018
UBS
Securities Specialist (SME) - Mandatory Corporate Action Team WM Division
July 1, 2019 – Present
Pune, Maharashtra, India
eClerx
Senior Analyst - Corporate Action Fixed Income – UK Asset Services
April 1, 2018 – July 1, 2019
India
Deutsche Bank Group
Analyst - Corporate Action Fixed Income – UK Asset Services
June 1, 2015 – April 1, 2018
India
Cultural Fit Analysis
The candidate has a consistent career path within large financial institutions (Deutsche Bank, eClerx, UBS), indicating an ability to thrive in structured, corporate environments. Their experience in team management and training suggests a collaborative and supportive approach. The target role of Project Manager, while a step up from their current specialist/analyst roles, could be a good fit given their operational expertise and leadership potential, provided they can demonstrate project management methodologies.
Soft Skills & Operational Fit
The candidate demonstrates strong operational fit for roles within financial operations, particularly in corporate actions and securities. Soft skills include effective communication with clients, team collaboration, problem-solving, and leadership through training and mentoring. The candidate's experience in optimizing workflows and managing backlogs suggests a focus on operational efficiency.